Hello
I’m
John P. Dennis
I’m a Financial Advisor an Investment Manager
I provide advice about securities to clients; In addition, managing investment portfolios and offer financial planning services.
For over 38 years, I've helped hundreds of clients — including over 350+ current families—down the path of reaching their financial goals and be able to enjoy life more. I welcome the opportunity to learn more about your unique situation and mutually discover if I could be a fit for you.
My Service
Turning risk into reward.
The Cautious Plan
- Benchmark Amount Minimum: 15,000 USD
- Benchmark Amount Maximum: 49,000 USD
- Benchmark Return: +9.66% Monthly
- Suggested Minimum Investment Time Horizon:140 days
- Management Fee (One-Time): 4.24%
- Referral Commission: 3%
The Stable Plan
- Benchmark Amount Minimum: 50,000 USD
- Benchmark Return Maximum: 350,000 USD
- Benchmark Return: +11.20% Monthly
- Suggested Minimum Investment Time Horizon: 240 days
- Management Fee (One-Time): 6.3%
- Referral Commission: 4.9%
Non-Farm Payroll
- Benchmark Amount Minimum: 40,000 USD
- Benchmark Amount Maximum: 500,000 USD
- Benchmark Return: +60% - 120%
- Suggested Minimum Investment Time Horizon: 72 hours
- Management Fee (One-Time): 2%
- Referral Commission: 5%
About My Exams
All Securities Industry Exams
| Exam | Category | Date |
|---|---|---|
| (B) Uniform Securities Agent State Law Examination | Series 63 | 07/24/1987 |
| (IA) Uniform Investment Adviser Law Examination | Series 65 | 04/08/2004 |
| Investment Company Products/Variable Contracts Representative Examination | Series 6 | 08/01/1986 |
| General Securities Representative Examination | Series 7 | 05/23/1991 |
| Securities Industry Essentials Examination | SIE | 10/01/2018 |
and Work
(IA) OSAIC INSTITUTIONS, INC. (CRD#35371)
(B) OSAIC INSTITUTIONS, INC. (CRD#35371)
(B) OSAIC INSTITUTIONS, INC. (CRD#35371)
2013- Present(12 Years)
(B) SUNTRUST INVESTMENT SERVICES, INC. (CRD#17499)
(IA) SUNTRUST INVESTMENT SERVICES, INC. (CRD#17499)
(IA) SUNTRUST INVESTMENT SERVICES, INC. (CRD#17499)
2011-2013 (1 Year)
(B) RBC CAPITAL MARKETS, LLC (CRD#31194)
(IA) RBC CAPITAL MARKETS, LLC (CRD#31194)
(IA) RBC CAPITAL MARKETS, LLC (CRD#31194)
2002 - 2011 (9 Years)
(IA) RBC CENTURA SECURITIES INC. (CRD# 36179)
2001 - 2002 (< 1 Year)
(B)) COMPULIFE INVESTOR SERVICES, INC. (CRD# 21543)
1992 - 1994 (1 Year)
(B) RBC CENTURA SECURITIES, INC. (CRD# 36179)
1994 - 2002 (8 Years)
(B)EQUICO SECURITIES, INC. (CRD#6627)
(B) THE EQUITABLE LIFE ASSURANCE, INC. (CRD#4039)
(B) THE EQUITABLE LIFE ASSURANCE, INC. (CRD#4039)
1986 - 1992 (6 Years)
My Skill
Planning & Research
Analysis & Strategy
Testing & Review
Trading Without Restrictions!
Registration
ALL Registered Firms
| Registration Dates | Firm Name | CRD# | Branch Location |
|---|---|---|---|
| 11/2011 - 01/2013 | SUNTRUST INVESTMENT SERVICES, INC. | 17499 | CHESAPEAKE, VA |
| 10/2002 - 12/2011 | RBC CAPITAL MARKETS, LLC | 31194 | NAGS HEAD, NC |
| 12/2001 - 10/2002 | RBC CENTURA SECURITIES INC. | 36179 | NAGS HEAD, NC |
| 06/1994 - 10/2002 | RBC CENTURA SECURITIES, INC. | 36179 | KANNAPOLIS, NC |
| 09/1992 - 06/1994 | COMPULIFE INVESTOR SERVICES, INC. | 21543 | ST. CLOUD, MN |
| 08/1986 - 08/1992 | EQUICO SECURITIES, INC. | 6627 | NEW YORK, NY |
| 08/1986 - 08/1992 | THE EQUITABLE LIFE ASSURANCE | 4039 | NEW YORK, NY |